范文一:合资企业转让股权
Transfer to Third Party
5.11Upon the end of the Holding Period, if a Party (“ Disposing Party”) is desirous of selling or transferring all or a portion of its equity interests in the Registered Capital of the Joint Venture, it may solicit offers from third parties. Upon receiving an acceptable offer, the Disposing Party shall give the other Party (“ Other Party”) written notice (“ Disposal Notice”) stating:
5.11.1the name, business and financial conditions of the third party, the percentage of the Joint Venture Equity to be transferred by the Disposing Party and the price of the Transfer;
5.11.2the terms and conditions of the proposed Transfer; and
5.11.3 the nature of the business of the third party.
The Other Party shall have the right of first offer to purchase such equity interests in the Registered Capital of the Joint Venture upon such terms and conditions, including the purchase price, as set out by the Disposing Party in the Disposal Notice. If the Other Party fails to exercise such right of first offer within ninety (90) calendar days after receipt of the Disposal Notice, the Disposing Party may, within one hundred twenty (120) calendar days of the end of such ninety-day period, sell such equity interests in the Registered Capital of the Joint Venture to a third party upon terms and conditions not more favorable than those offered to the Other Party. If any terms and
conditions in the Disposal Notice is changed, the Disposing Party shall
perform the procedures set forth in this clause.
5.12If the Disposing Party transfers the Joint Venture Equity held by it to a third party in accordance with Clause 5.11, the Other Party shall have the right (but not the obligation) to require the third party to purchase from the Other Party a percentage of the Joint Venture Equity held by the Other Party equal to the percentage to be purchased from the Disposing Party.
Transfer Price
5.13If required by the laws applicable at the relevant time, the Disposing Party shall, prior to giving the Disposal Notice, individually engage a qualified valuation institution to conduct an evaluation of the value of the Joint Venture and issue an asset evaluation report, and have such asset evaluation report verified or filed by the relevant state asset administrative authority. The transfer price set forth in the Disposal Notice under Clause 5.11.1 above shall not be lower the evaluation price stated in such asset evaluation report and confirmed by the relevant state asset administrative authority.
5.14When a Party transfers any of its equity interests in the Registered Capital of the Joint Venture to a third party, if such third party is in competition with any main business of the Joint Venture, or if such third party does not agree to be bound by the terms of this Contract including the restriction on any subsequent transfer by the third party, or if such third party cannot provide satisfactory evidence of its ability to perform all of its obligations under this Contract or the Articles of Association of the Joint Venture, the other Party has reasonable grounds to disagree with such transfer. In such circumstances, the transfering Party shall not transfer any of its equity interests in the Registered Capital of the Joint Venture to such third party.
Procedures Applicable to All Transfers and Sales
5.15Upon the fulfilment of the terms and conditions set out in this Chapter 5, the Parties shall cause the directors appointed by each of them to the Board to approve any Transfer or sale of the equity interests in the Registered Capital under this Contract, and shall take, or cause the taking of, such actions, matters and things as required to ensure the equity interests in the Registered Capital to be vested in the relevant party. To the extent required by the laws and regulations of China, any such Transfer shall be reported to the Authority for examination and approval. Upon receipt of the approval of the Authority, the Joint Venture shall register the change in ownership with the Industry and Commerce Administration.
5.16Upon the Transfer or assignment by a Party of all or a portion of its equity interests in the Registered Capital with the approval of the Authority, the transfering Party shall immediately return the certificate of capital contribution issued to it to the Joint Venture for cancellation, and the Joint Venture shall issue one or more (as the case may be) new certificates of capital contribution to replace it.
5.17In relation to Chapter 5, upon the Transfer or assignment by a Party of all or a portion of its equity interests in the Registered Capital with the approval of the Authority, the Parties shall agree on an equitable adjustment to the number of directors appointed by the Parties to the Board in order to reflect the new and approved ownership percentages of the Parties under this Contract. 5.18Notwithstanding the above provisions in Chapter 5, any Transfer or sale of equity interests to any independent third party shall be subject to a condition precedent that there is no breach by the Disposing Party of any provisions of this Contract at the time of the Transfer or sale of the Joint Venture Equity held by it or, if there is a breach, the Shareholders have agreed on the handling of such breach.
5.18.1When necessary, to assist the Joint Venture in applying for and obtaining foreign exchange registration certificates and all relevant approvals of the
government of China for the conversion of RMB into freely convertible foreign exchange in China; and
5.18.2To assist the Joint Venture in obtaining entry visas or work permits from China for the foreign nationals who provide services to, or are employed by, or serve as directors of the Joint Venture and in handling customs clearance for their personal effects.
5.18.3To assist the Joint Venture in opening foreign currency and RMB accounts with banks in China;
5.18.4Together with Party A, to assist the Joint Venture in obtaining all import approval and completing customs declaration formalities with respect to all equipment and materials imported by or for the Joint Venture;
5.18.5To assist the Joint Venture in planning, developing and introducing new products, and to provide suggestions and guidance to the technical methods and the financial, operation and marketing policies of the Joint Venture; and 5.18.6To provide such support to the management of the Joint Venture as required by the Joint Venture in its business development in China and overseas in respect of the existing management functions.
范文二:合资企业转让股权
《合资企业转让股权》
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作者: 日期:2014-09-06
一、 股权转让的前置审批及相关手续
(一) 经批准设立该企业的审批机关批准; (参考法规1)
(二) 以国有资产投资的中方投资者股权变更(包括增加)时,必须经有关国有资产评估机构对需变更的股权进行价值评估,并经国有资产管理部门确认。经确认的评估结果应作为变更股权的作价依据;(参考法规1)
(三) 股权转让款(无论是自有的还是购汇)以外汇汇出需经外汇局批准。
二、 股权转让后的登记及企业变更手续
(一) 企业股权变更的登记机关为原登记机关,经外经贸部批准的股权变更由国家工商行政管理局或其委托的原登记机关办理变更登记;(参考法规1)
(二) 外方投资者转让全部股权后,向企业登记机关办理企业变更登记(由外商投资转为内资); (参考法规1)
(三) 税务登记发生变化,应自工商行政管理机关办理变更登记之日起30日内,持有关证件向税务机关申报办理变更税务登记;(参考法规2)
(四) 如果实际经营期在10年以下,需补缴因“二免三减半”带来的优惠和其他任何税收优惠;(参考法规3)
(五) 变更外汇登记
三、 参考法规
1(《外商投资企业投资者股权变更的若干规定》(1997)
2(《中华人民共和国税收征管法》(2001)
3(《国家税务总局关于外商投资企业合并、分立股权重组、资产转让等重组业务所得税处理的暂行规定》
范文三:合资企业股权转让合同
合资企业股权转让合同?
合资企业股权转让合同?
合资企业股权转让合同?转? 让 方:
______?________?___?(以下简称甲方)? 地 址: ?
____________?_____ ?法定代表人:?
________?________?_ ?职 务:
______?________?___ ?受 让 方:?
__________?_______?(以下简称乙方)? 地? 址:
________?________?_ ?法定代表人: ?
____________?_____ ?职 务:?
__________?_______ ? ?本合同由甲方与乙方于?_____年?___月___日?在_______?签订。 甲方在?_______________?__?合资经营企业(以下简?称“合营企业”)合法拥有? ?百分之_____?的股权,该合营企业是?_____________?____?于___________?______?批准成立。现甲方有意?转让?其在合营企业拥有的百分之?_____?股权,并且甲方转让? 其股权已获得?合营企业他方的同意和合营企?业董事会的决议批??准。 鉴于乙方同意?受让甲方在合营企业拥有的百分之?_____?股权及合营企业董事会也?同?意由乙方受让甲方在合营企业拥有?的百分之?_____?股权,现甲、乙双?方经 友好协商,本着平等互利的?原则,就甲方在合?营企业拥有的百?
分之?_____股权转? 让事宜达成如下条款:?
?第一条 股权转让价款甲方同意?根据本合同所规定?的条件以人?民币_____?元将其在合营企业拥有的? 百分之?_____的股权转让给乙方?,?乙方同意以此价格受让甲方在合营?企业拥有的? 百分之?_____的股权。?第二条 保 ?证 甲方保证本合同第?1条转让给乙方的股权为甲方合?法?拥有,甲方拥有完全、有? 效的处分权。甲方保证其?所转让的股权没?
有设置任何抵押权或?其他担保权,并免?遭任何第三人的追?索。否则,?甲方承担由此而引起的所?有经济和法律责任?。? 乙方保证依本合同第?一条规定的价款,在本合同?生效之日起?_____?天之内向 甲方支付规定?的价款的?_____%。乙方应将其余的?_____%?转让价款在?_____年? _____月_____?日之前向甲方支付。? 乙方承认原合营企业的?章程和合同,保?证按原章程和合同的?规定承担甲方在合?营企业应享有的权?利、义务和?
责任。 ?第三条 债权债务的分担?
1?(本协议生效后,乙方按其在合?营企业中股份比例?分享利润和分?担风险及亏? 损(包含转让前该股份应享?有和分担之公司的?债权债务)。?
2?(本协议生效后,甲方不再?负担合营企业的任?何责任,也不享有??合营企业的 任何收益,包括转让前?、转让时乃至转让?后的收益。? 第四条? 费用的负担双方同意共同负担本??转让合同实施所发生的有关费?用,甲乙双方各自承担? 50%?。 第五条? 违约责任
1?(如果本合同任何一方未按?本合同的规定,适?当地、全面地履行??其义务,应 该承担违约责任。未违?约一方由此产生的?任何责任和损?
害,应由违约一方赔偿??未违约一方。
2?(如果乙方未能按本合同的?规定按时支付股权?价款,迟延一天,??应支付迟延部分总价款?_____%作为违约金,由乙?方向甲方支付。? 第?六条 合同的变更和解除? 发生下列情况之一时,可?变更或解除合同,??但甲、乙双方须签署变更或解除? 协议,方可生效。? ?
1(由于不可抗力或由于?一方当事人虽无过?失但无法防止的外?因,?致使本合同 无法履行;?
2?(因情况发生变化,甲、乙双?方经过协商同意。? ?第七条 适用法?律和争议的解决 ?
1(本合同受中国法律管辖?并按其解释。?
2?(凡因本合同引起的或与本?合同有关的任何争?议,双方应友好协??商解决。协商不成,应提交? 仲裁委员会,按照申请仲?裁时该会实施?
的仲裁规则进行仲裁,?仲裁裁决是终局的?,对双方均有约束?力。? 第八条 合同生效的条件本合?同由甲、乙双方法?定代表人或委托代?理人?签字或盖章,并经原审批机构? 批准方予以生效。?双方应于?____天内?向原登记管理机构办理变更登记?手续。? 第九条 其他?
1. ?本合?同正本一式_____?份,甲乙双方各执?_____份,合营企业执?_____?份, 其余由有关政府部门留?存。?
本合同于?____?年____月____?日由甲、乙的授权代表在?____?(地点)签 署。? 转让方:
?(签名盖章) ?代表人:
?(签名盖章) 受让方:?
(签名盖章)? 代表人:?
(签名盖章)?
? ? ? ? ? ? ? ?
? ?
?
范文四:合资企业股权转让意向书
意向书
本意向书由以下双方于 [日期 ]签订:
_____________(“ 甲方 ” ) , 一家依照 _____________法律合法成立并有效存续的公司, 注册地址为 ___________________________________;和
_____________(“ 乙方 ” ) , 一家依照 _____________法律合法成立并有效存续的公司, 注册地址为 ___________________________________。
甲方和乙方合并称为 “ 双方 ” ,单独称为 “ 一方 ” 。
鉴于:
A. [ ] (“ 公司 ” ), 一家根据中华人民共和国法律合法设立并存续的中外合资经 营企业,其主要营业场所位于 [ ];
B. 甲方 拥有 公司 [ ]% 的股份;及
C. 甲方 希望向 乙方 出售其在 公司 拥有的所有股份。
因此, 双方表达关于股权转让(以下简称 “ 股权转让 ” )的共同意向如下:
1. 股权转让
乙方 须与 甲方 签订一份股权转让协议以购买 甲方 在 公司 所拥有的全部所有权权 益。
2. 购买价格
双方初步同意, 股权转让的购买价格约为 [___]。 最终价格将根据乙方对 公司 进 行审慎调查的结果,由双方进一步协商决定。
3. 审慎调查
双方同意, 在签署本意向书后, 乙方将对 公司 进行与股权转让相关的、 完整的审 慎调查。甲方应该为该完整的审慎调查提供所有必要的协助。
4. 独家性
双方在此同意, 在本意向书的期限内, 双方应就股权转让进行独家谈判, 并且双 方不会与任何对股权转让已经表示或可能表示兴趣的第三方联系、 谈判或与该第 三方达成协议。
5. 保密
双方应接收并对本意向书以及所有在提供的当时已标明归另一方所有的或机密 的信息保密, 对它们的使用应仅限于与股权转让相关之目的, 且未经另一方的事 先书面同意,不得公布或披露该信息。
6. 最大努力
双方在此承诺将尽最大努力在本意向书签署后的 [___]月内达成与股权转让相 关的、 具有法律约束力的协议, 且须尽最大努力从政府主管部门取得中国法律和 法规所要求的有关股权转让的一切必要的批准。
7. 期限
除非双方以书面协议续展本意向书,否则本意向书在自其签署之日起的 [___]期间内保持有效。本意向书可因双方就股权转让达成书面协议而提前终止。
8. 其他
本意向书仅表示双方目前的意向。除本意向书第 [___]条对双方具有约束力外, 本意向书无意设立且不应被解释为设立任何对双方具有法律约束力的义务。
双方于文首所述日期承认和接受上述条款并签署本意向书如下:
[甲方名称 ]
代表
[乙方名称 ]
代表
范文五:合资企业股权转让协议
合资企业股权转让协议
转 让 方:_________________(以下简称甲方)
地 址:_________________
法定代表人:_________________
职 务:_________________
受 让 方:_________________(以下简称乙方)
地 址:_________________
法定代表人:_________________
职 务:_________________
本合同由甲方与乙方于_____年___月___日在_______签订。
甲方在_________________合资经营企业(以下简称“合营企业”)合法拥有 百分之_____的股权,该合营企业是_________________于
_________________批准成立。现甲方有意转让其在合营企业拥有的百分之_____股权,并且甲方转让 其股权已获得合营企业他方的同意和合营企业董事会的决议批准。
鉴于乙方同意受让甲方在合营企业拥有的百分之_____股权及合营企业董事会也同意由乙方受让甲方在合营企业拥有的百分之_____股权,现甲、乙双方经 友好协商,本着平等互利的原则,就甲方在合营企业拥有的百分之_____股权转 让事宜达成如下条款:
第一条 股权转让价款
甲方同意根据本合同所规定的条件以人民币_____元将其在合营企业拥有的 百分之_____的股权转让给乙方,乙方同意以此价格受让甲方在合营企业拥有的 百分之_____的股权。
第二条 保 证
甲方保证本合同第1条转让给乙方的股权为甲方合法拥有,甲方拥有完全、有 效的处分权。甲方保证其所转让的股权没有设置任何抵押权或其他担保权,并免遭任何第三人的追索。否则,甲方承担由此而引起的所有经济和法律责任。
乙方保证依本合同第一条规定的价款,在本合同生效之日起_____天之内向 甲方支付规定的价款的_____%。乙方应将其余的_____%转让价款在_____年 _____月_____日之前向甲方支付。
乙方承认原合营企业的章程和合同,保证按原章程和合同的规定承担甲方在合营企业应享有的权利、义务和责任。
第三条 债权债务的分担
1(本协议生效后,乙方按其在合营企业中股份比例分享利润和分担风险及亏 损(包含转让前该股份应享有和分担之公司的债权债务)。 2(本协议生效后,甲方不再负担合营企业的任何责任,也不享有合营企业的 任何收益,包括转让前、转让时乃至转让后的收益。
第四条 费用的负担
双方同意共同负担本转让合同实施所发生的有关费用,甲乙双方各自承担 50%。
第五条 违约责任
(如果本合同任何一方未按本合同的规定,适当地、全面地履行其义务,1
应 该承担违约责任。未违约一方由此产生的任何责任和损害,应由违约一方赔偿未违约一方。
2(如果乙方未能按本合同的规定按时支付股权价款,迟延一天,应支付迟延部分总价款_____%作为违约金,由乙方向甲方支付。
第六条 合同的变更和解除
发生下列情况之一时,可变更或解除合同,但甲、乙双方须签署变更或解除 协议,方可生效。
1(由于不可抗力或由于一方当事人虽无过失但无法防止的外因,致使本合同 无法履行;
2(因情况发生变化,甲、乙双方经过协商同意。
第七条 适用法律和争议的解决
1(本合同受中国法律管辖并按其解释。
2(凡因本合同引起的或与本合同有关的任何争议,双方应友好协商解决。协商不成,应提交 仲裁委员会,按照申请仲裁时该会实施的仲裁规则进行仲裁,仲裁裁决是终局的,对双方均有约束力。
第八条 合同生效的条件
本合同由甲、乙双方法定代表人或委托代理人签字或盖章,并经原审批机构 批准方予以生效。双方应于____天内向原登记管理机构办理变更登记手续。
第九条 其他
1. 本合同正本一式_____份,甲乙双方各执_____份,合营企业执_____份, 其余由有关政府部门留存。
2. 本合同于____年____月____日由甲、乙的授权代表在____(地点)签 署。
转让方:(签名/盖章)
代表人:(签名/盖章)
受让方:(签名/盖章)
代表人:(签名/盖章)
责任编辑:ang